Compliance Assistant

We’re seeking a highly motivated Compliance Assistant to join our team! In this role, you’ll play a vital role in safeguarding our business by upholding industry regulations and best practices.

Role and Responsibilities:

  • Assist with onboarding new clients and maintaining accurate records for existing clients.
  • Conduct thorough customer due diligence on new and existing clients, ensuring adherence to KYC (Know Your Customer) requirements.
  • Analyse client information and risk factors to assign appropriate AML (Anti-Money Laundering) ratings.
  • Keep a watchful eye on cash transactions below the reporting threshold to identify any suspicious activity.
  • Proactively research and maintain knowledge of the latest compliance regulations and best practices.
  • Assist the Compliance Officer in preparing clear and concise communications for local authorities.
  • Report and escalate any potential non-compliance concerns or client red flags to the Compliance Officer/MLRO (Money Laundering Reporting Officer).

Qualifications and Education Requirements:

  • Bachelor’s degree in law (preferred) or a relevant field with at least 6 months of experience in a compliance department.
  • Strong understanding of relevant industry laws and regulations
  • Excellent analytical skills to navigate complex procedures and regulations
  • Meticulous attention to detail and a commitment to accuracy
  • Experience with record keeping and reporting procedures
  • Proficiency in Microsoft Office Suite
  • Experience with KYC/AML processes
  • Strong written and presentation skills
  • Self-motivated and a quick learner

Apply for this position

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